FINRA 2019 Priorities Letter Released
by CJ Hurd on January 30, 2019 at 10:54 AM
In this blog we’ll be discussing the release of the Financial Industry Regulatory Authority’s (FINRA) 2019 Risk Monitoring and Examination Priorities Letter. The letter, released on January 22nd, 2019, highlights new priorities and identifies ongoing areas of concern for the coming ye …
Introduction to Business Continuity Planning
by CJ Hurd on January 7, 2019 at 11:47 AM
This is part 1 of a 4-part series as we discuss Business Continuity Planning (BCP). We will take you through conducting a Business Impact Analysis, Plan Implementation, and BCP Testing in the coming months as part of this series.